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National Society Of Compliance

Manage and promote ID: 2221791 182 257

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The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry.

Professional Organizations Executives of National Society Of Compliance:
Executive Assistant, Diane Dobos Business classifications
SIC (US 1987) : -Annual compliance meeting and training suggestions
-Personal securities transactions reporting for non-traders Topics from our monthly Broker-Dealer and Investment Advisor Forum touchpoints included: -FINRA fines representative for impersonating a client in calls to mutual fund company
-States announce new sweep on cryptocurrencies
-FINRA requests comment on rules and issues relating to senior investors -MSRB G-40 advertising implementation issues
-Web-scraping: HIQLabs, Inc. v. LinkedIn Corp
-New bill extending SOL

Don't forget that the most detailed information about National Society Of Compliance in Cornwall Bridge you can always get on the official web-site, in the company's office or by calling by phone ↓

Established in: 1987

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Contacts

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Website: www.nscp.org

Phone:

860-672-0843

Fax:	+1 860 672-3005
	860-672-3005

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Address:

22 Kent Rd
06754, Cornwall Bridge, Connecticut